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inSecurities

Practising Law Institute

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PLI’s in-depth podcast examining changes to securities rules, regulations, and cases from a practitioner’s perspective in both law and accounting.
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Boundaries for Believers * Faith * Coaching * Identity * Confidence Whether knowingly or unknowingly, is the trauma you’ve experienced holding you captive - where you’re struggling with confidence and your identity in Christ? Are you tired of being the superhero in everyone else’s life except your own? Do you struggle with chronic people pleasing and unable to establish healthy boundaries – that you desperately need? Then sis, this podcast is for you. Here on Boundaries for Believers you wil ...
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This episode of the inSecurities podcast features a roundtable with pro bono experts who discuss the need for law school clinics that represent retail investors in FINRA arbitrations. Nicole Iannarone, Associate Professor of Law at Drexel University Thomas R. Kline School of Law, and Christine Lazaro, Professor of Clinical Legal Education and Direc…
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SEC Chair Gary Gensler joins the inSecurities podcast to talk about how he and the Commission engage with the public, his efforts to build trust in the US capital markets, and the role of the SEC in protecting investors. Chair Gensler also discusses the SEC’s role with respect to cryptocurrencies (or “digital asset securities”) and tells us why US …
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Erik Hotmire, Co-Founder of the consulting firm Watermark Strategies, joins the inSecurities podcast to discuss key characteristics of successful corporate affairs strategies. Erik tells Chris and Kurt how he draws on his experience as former spokesperson and Senior Advisor to the Chairman of the SEC in developing bespoke strategies for clients, an…
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Heyy Beloved! I would like to thank you for welcoming Boundaries for Believers to this side of the web by remaining consistent as my new sistaafrans. Your presence, support, and consistency do not go unnoticed and I appreciate your presence greatly. As I am wrapping up this season, tune in as I share how I plan to rest, realign, and redefine my tim…
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Alex Platt, an Associate Professor at the University of Kansas School of Law, joins the inSecurities podcast to discuss his latest research paper, which documents the involvement of activist short sellers in the SEC whistleblower bounty program. Professor Platt explains why this phenomenon may undermine the SEC’s goal of rooting out and deterring m…
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Heyy Beloved! From checking out today's title, you may know a thing or two about boundaries being crossed. Well, today I share 5 steps on what to do when boundaries are crossed. Yep, "when" not "if" boundaries are crossed. So, if you're ready to hear more, tune in, take note, and get ready! - - - FREE Life Coaching Session for FIRST 5 Listeners: ht…
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Heyy Beloved! Join me as I reflect on approaching my 30th birthday as I welcome seasons of insecurities and confidence. Life may be unpredictable, but it is up to us to determine how we navigate the uncertainty. So, if you're eager to hear more, tune in, take note, and get ready! - - - FREE Life Coaching Session for FIRST 5 Listeners: https://calen…
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Award-winning journalist Diana Henriques has spent her career covering financial markets, white collar crime, and market regulation. She joins Kurt and Chris to discuss her recent book, Taming the Street: The Old Guard, the New Deal, and FDR’s Fight to Regulate American Capitalism, which chronicles the decade following the 1929 stock market crash, …
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Heyy Beloved! As Mother’s Day is around the corner, I wanted to dedicate this episode my mothers. Yes, as in plural, my adoptive mother who introduced me to life, my biological mother who gave me life and my mother-in-law who welcomed me into her life. So, whether directly or indirectly, each of my beautiful mamas have inspired and shared life less…
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Heyy Beloved! From seeing today's episode title, you can say Boundaries for Believers is going to get a little bit spicy. So yes, today's episode is a true story where I will shed light on why I removed myself from the family group chat. But on a serious note we know the impact of boundaries can sometimes lead to making decisions that may seem unfa…
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In April 2024, the SEC prevailed on insider trading charges against Matthew Panuwat, relying for the first time on a theory known as “shadow trading.” Nick Morgan of ICAN and Steve Cazares of Orrick join the inSecurities Podcast to discuss an amicus brief ICAN submitted in the Panuwat litigation, policy arguments against the “shadow trading” theory…
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Heyy Beloved! The other day God made me uncomfortable, and it was not until I saw His point of view that I humbled myself and gained His perspective. Gained His confidence. You see, true confidence is resting and trusting in God's greater vision far more than our own narrow, limited, and sometimes blinded viewpoint. So, if you're eager to expose th…
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Heyy Beloved! Yes, it’s true – I quit a job without any prior notice. Am I condoning this behavior? Absolutely not. But what I do welcome is getting rid of limited beliefs because the day I quit I tapped more into that possibility. So, whether you’re here for the drama or the lesson learned, tune in, take note, and get ready. - - - Virtual Book Clu…
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George Wilson, Director of PLI’s SEC Institute (SECI), joins the inSecurities podcast — for a record ninth time! — to discuss highlights from the recent SECI Quarterly Newsletter (sign up HERE), including the SEC’s final climate disclosure and SPAC accounting rules, and recent developments at the Public Company Accounting Oversight Board (PCAOB) an…
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Heyy Beloved! April has entered the chat, which means Q2 is here, and are you still completing those yearly goals? Well the real question is, are you minding your business to minimize the distractions and maximize your personal investments? So, if you need to improve minding your business, tune in, take note, and get ready! - - - April Book Club Si…
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Check out this recap of PLI’s program, the SEC Speaks in 2024, which Chris attended in-person in Washington DC. He provides his thoughts on the topics discussed by SEC staff as a part of the program, as well as conducting some on-the-street interviews with attendees and PLI staff. You can learn more about the program at the link below, as well as s…
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Heyy Beloved! Resurrection Sunday has passed and Easter weekend was celebrated, but the hope of Jesus remains. In today's episode, we will have an honest conversation about wrestling with doubt and inviting God into the struggle. So, stay tuned, take notes, and get ready! - - - April Book Club Sign Up: https://bit.ly/3VcCG5f - - - Instagram: @bound…
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Dr. Kelly Richmond-Pope has been a thought leader in the forensic accounting space for more than a decade. She joins Chris to discuss her accounting origin story, her academic research as a professor at DePaul University in Chicago, and her side gigs as a filmmaker and author, having produced and directed the 2013 documentary All the Queen’s Horses…
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Heyy Beloved! We have reached 20 episodes and to celebrate this mementos, I will share the advice I received from my 81-year-old great-aunt Susie. Ya’ll this lady is the life of the party and honestly whenever we get together, we chat like little ol’ hens. Her advice is sound and this one particular time her advice was divine intervention. So, if y…
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Heyy Beloved! The topic of boundaries or establishing healthy boundaries is nothing new. There are several ways and methods to achieve a sense of security and confidence within oneself and one’s identity in Christ. But often the focus is how to build barriers by using boundaries, instead of knowing what your basic values or principles are or even k…
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Matt Walsh, Founding Partner of Castle Island Ventures, a venture capital firm focused exclusively on public blockchains, joins the inSecurities podcast to talk about the regulatory landscape and market structure challenges for entrepreneurs who are building #blockchain infrastructure and application companies. Matt also tells Chris and Kurt about …
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Heyy Beloved! Ok, I’m sure going to get a lot of slack about this one, but I’ll start off with my experience with zodiac signs and how God confronted me. As one who likes to indulge in personality tests from Myers Briggs, DISC Assessment, and the like; I pondered the difference with zodiac signs being another source. But nope, here’s what I learned…
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Heyy Beloved! If you know anything about Atlanta, you are bound to meet a celebrity or an influencer of status. So, this day was no different when I ran into, thee Jackie Hill Perry at a local café. But no, your girl didn’t play it cool. If you want to hear about this embarrassment and the lessons learned after, tune in, take note, and get ready! -…
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On this episode of the inSecurities podcast, Chris and Kurt tackle commodities enforcement. Jamie McDonald, a Partner at Sullivan & Cromwell and a former Director of Enforcement at the Commodity Futures Trading Commission, and Avi Perry, a Partner at Quinn Emanuel Urquhart & Sullivan and a former Chief of the Market Integrity and Major Frauds Unit …
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Heyy Beloved! We can all fall prey to the confusion about boundaries as society, peers and the like can blur the lines between healthy and toxic boundaries, therefore, it's essential we distinguish the two. And I’m here to set the record straight to dispel the confusion. So, tune in, take note, and get ready! - - - Free Podcast Bootcamp with Stef G…
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Heyy Beloved! We're wrapping up the Self-Love & Melodic Melodies series with a personal piece as I share my poem. May this bring reflection and inspiration to continue to grow in your self-discovery journey. So tune in, take note, and get ready! - - - Free Podcast Bootcamp with Stef Gass: https://stefaniegass.com/bootcamp - - - Instagram: @boundari…
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Heyy Beloved! Whether you spent your Valentine’s Day cozied up with yourself, with loved ones, or presumed it as an ordinary day, be reminded there’s no greater love than the love of God. I took time to reflect and decided to share a few thoughts with you about my first love. So, if you’re ready for today’s chat, tune in, take note, and get ready! …
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Heyy Beloved! Ok we are ending this week with a bang by featuring another bonus episode of Self-Love & Melodic Melodies. We’ll be unpacking The Foundations’ classic, Build Me Up Buttercup. This 8 member British band were formed in the late 1960’s as they conveyed soul, vulnerability, and the heart of gold in their lyrics. So, if you’re ready for to…
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Josh Rubin, Vice President of Legal at Betterment, joins the inSecurities podcast to discuss Betterment’s view of the regulatory landscape. Josh explains how Betterment navigates the sometimes overlapping rules and regulations of the SEC, FINRA, DOL, IRS, FDIC, and CFPB — then tells Chris and Kurt why Betterment doesn't always line up with the rest…
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Heeyy Beloved! I recall one saying, don’t blame someone for wasting your time, blame yourself for allowing your time to be wasted. And oowie, that was a mouthful, and I believe there is some truth to that statement. So, if you find yourself easily offended and desire to reframe your perspective, then tune in, take note, and get ready! - - - Free Po…
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Heyy Beloved! We are ending this week with a bang by featuring the first Bonus Episode of Self-Love & Melodic Melodies. We’ll be unpacking Ms. Nina Simone’s classic, Don’t Let Me Be Misunderstood. A woman who modeled confidence, womanhood, and vulnerability all throughout her lyrics. So, if you’re ready for today’s chat, tune in, take note, and get…
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Heyy Beloved! We often talk about others invalidating our experiences and feelings, but where have we done the same? The same to ourselves? In this episode, we’ll discuss ways to validate our experiences healthily and welcome the emotions as they come. As we welcome the season of love, let’s start with ourselves. So, if you’re ready to let go of th…
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Anne Kelley joins the inSecurities Podcast to unpack the federal agency appropriations process. Anne is a Partner at the legislative consulting firm, Mercury Strategies. Before joining Mercury Strategies, Anne served as a political appointee at the SEC where her work spanned five Administrations and nine SEC Chairs and Acting Chairs. On this episod…
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Hey Beloved!! From looking at today’s title episode, you’re probably wondering what is going on, I thought we were featuring folks next season. Well, yes, that remains true where next season I will be interviewing women from all walks of life to discuss boundaries but in this episode, you will hear me being interviewed by a lovely soul named, Sarah…
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Heyy Beloved!! We have reached a milestone over here at Boundaries for Believers as we are celebrating our month-a-versary. Whoo!!! And I want to thank YOU for tuning in each week whether it was from an episode that made you laugh, reflect, or strive for better. Thank You! May God continue to do an outpour in this season and all the seasons to come…
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On this episode of the inSecurities podcast, Chris and Kurt chat with Martha Legg Miller, the Vice President of Public Policy and Regulatory Strategy at Fidelity Investments and former Director of the SEC’s Office of the Advocate for Small Business Capital Formation. Martha talks about the role of the Advocate for Small Business Capital Formation, …
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Heyy Beloved ! What if I told you I was offered compensation for fulfilling personal obligations and no, I'm not referring to sponsorship deals or my 9to5. In this episode, we'll discuss how relying on external validation hinders intrinsic motivation. So tune in, take note, and get ready! - - - Instagram: @boundariesforbelievers Email: boundariesfo…
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Heyy Beloved ! To give you a little overview of the Boundaries for Believers podcast - I focus on 3 pillars: 1) Biblical Boundaries, 2) Internal Boundaries, and 3) External Boundaries. The first season we’re marinating on 1) & 2) Biblical and Internal Boundaries as I hope to empower you to be so secure with your identity of self and who God calls y…
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Perianne Boring, the Founder and CEO of the Chamber of Digital Commerce, joins the inSecurities Podcast to explain why 2024 will be “the year crypto goes mainstream.” Chris, Kurt, and Perianne chat about the history and mission of The Chamber, the digital assets crypto and regulatory environment, and Perianne’s 2024 outlook for crypto.…
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Happy New Year, Beloved! Although my name is rooted in a fierce heroine in the Bible, whose story is honorable, vivid, and selfless {like find me another mama you know who tore her child’s foreskin for the sake and protection of her family - but that’s a story for another day and another time} - but I often resonated with her husband, Moses. If you…
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Merry Christmas, Beloved! In lieu of, the Christmas season, I want us together to celebrate the meaning of Christmas. From the meaning of Christmas, we can unpack how Jesus modeled healthy boundaries by remaining mission-focused. So, tune in, take note, and get ready! - - - Instagram: @boundariesforbelievers Email: boundariesforbelievers@gmail.com …
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Brett Redfearn, a former Director of the SEC’s Division of Trading and Markets and the Founder and CEO of Panorama Financial Markets Advisory, joins the inSecurities podcast to discuss the Commission’s approach to rulemaking and its recent Predictive Data Analytics (PDA) rule proposal.Kirjoittanut Practising Law Institute
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Hey, Beloved! From seeing the title, you either want to make sure my head is screwed on right or here for the tea. Well, I tell you what, at one point in my life, I questioned the same but what we're really discussing in today's episode is the power of values. So, tune in, take note, and get ready! - - - Instagram: @boundariesforbelievers Email: bo…
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Hey, Beloved! Whether knowingly or unknowingly is your childhood trauma bullying you? Do you find yourself making poor decisions and thinking to yourself, ‘Now why did I just do that, I knew better’. Whether it’s impulsively purchasing those pairs of shoes knowing it was way out of budget – or finding yourself in the same depleting relationship kno…
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Heeyy Beloved! I’m Zipporah and welcome to Boundaries for Believers. I tried to shortcut my way through healing where I thought just knowing where my trauma originated from was enough, but in fact that was a small fraction of the work. I finally realized healing was not linear and true transformation was taking responsibility {daily} of my emotions…
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Mission: Helping women gain confidence, purpose, and identity in Christ by establishing healthy boundaries. Pillars: Biblical Boundaries, Boundaries with Self, Boundaries with Others Whether knowingly or unknowingly, is the trauma you’ve experienced holding you captive - where you’re struggling with confidence and your identity in Christ? Or are yo…
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Quinn Emanuel partners Michael Liftik, Sarah Heaton Concannon, and Dabney O’Riordan join this special episode of the inSecurities Podcast to unpack the SEC Division of Enforcement’s Annual Report, which was released on November 14, 2023. Kurt and the expert panel discuss the Division’s motivation to post impressive enforcement statistics and grab h…
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Vinson & Elkins partner Rebecca Fike joins the inSecurities podcast to talk about insider trading, the SEC’s use of artificial intelligence and data analytics to root out misconduct, and the Enforcement Division’s focus on reporting and disclosure cases, including Environmental, Social, and Governance (ESG) reporting. She also explains how the Comm…
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