Parhaat Regulatory Podcastit (2024)

1
Proposed NCUA on Rule Incentive Based Compensation Arrangements 33:23

1d ago33:23

33:23

Proposed Rule on Incentive-Based Compensation Arrangements In this episode, Samantha Shares discusses the NCUA’s new proposed rule on Incentive-Based Compensation Arrangements, voted on during the July 18th Board Meeting. The episode includes a detailed presentation by various board members and staff on the scope, requirements, and implications of …

1
Digital Currencies and Public Law 1:19:38

10d ago1:19:38

1:19:38

Ep #49 with Dr. Andrew Mazen Dahdal, College of Law, Qatar University Dr. Andrew Mazen Dahdal is an associate professor at the College of Law at Qatar University in Doha. He received his Ph.D. from the University of New South Wales, where he received an outstanding achievement award in 2014 for his dissertation on the necessity of historical analys…

1
British Virgin Islands Financial Action Task Force FATF Report 16:14

14d ago16:14

16:14

In this bonus episode, Chris Capewell, Chris Newton, Matthew Gilbert, Nikki Wood, Daniel Moore and Alice Reid discuss the British Virgin Islands Financial Action Task Force ("FATF") Report. Key concepts from this discussion include money laundering, terrorist financing, proliferation financing and targeted financial sanctions. Speakers: Chris Capew…

1
Proposed Succession Planning Rule: July NCUA Board Meeting 30:46

3d ago30:46

30:46

Proposed Succession Planning Rule: July NCUA Board Meeting This episode covers NCUA’s new proposed rule on Succession Planning discussed at the July 18th Board Meeting. The rule aims to improve the preparation and transition processes within credit unions by mandating formal written succession plans. The conversation includes insights from key staf…

1
Letters of Understanding and Agreement (LUAs) 6:06

16h ago6:06

6:06

Hello, this is Samantha Shares. This episode covers N C U A’s Enforcement Manual on Letters of Understanding and agreement – also known as L U A’s. The following is an audio version of that advisory and the press release. This podcast is educational and is not legal advice. We are sponsored by Credit Union Exam Solutions Incorporated, whose team ha…

1
NCUA's Enforcement Options and Philosophy 6:37

15d ago6:37

6:37

Hello, this is Samantha Shares. This episode covers N C U A’s Enforcement Action Philosophy per its redacted Enforcement Manual. The following is an audio version of that advisory and the press release. This podcast is educational and is not legal advice. We are sponsored by Credit Union Exam Solutions Incorporated, whose team has over two hundred …

1
Defeating Money Laundering with Rational Thinking, Not Compliance Red-Flags 1:19:45

24d ago1:19:45

1:19:45

Ep 48 with Dr. Mariola Marzouk (Vortex Risk Ltd.) In this episode of Regulatory Ramblings, Dr. Mariola Marzouk, an AML expert who has co-founded Vortex Risk Ltd., shares her insights on trade-based money laundering (TBML), and her philosophy on financial crime prevention. She talks about her approach to leveraging RegTech, the importance of human j…

1
NCUA's Authority to Remove Officials 4:36

22d ago4:36

4:36

Hello, this is Samantha Shares. This episode covers N C U A’s Enforcement Manual Section on Removal of Officials. The following is an audio version of that advisory and the press release. This podcast is educational and is not legal advice. We are sponsored by Credit Union Exam Solutions Incorporated, whose team has over two hundred and Forty years…

1
NCUA's Cybersecurity and Credit Union System Resilience Report 54:52

29d ago54:52

54:52

NCUA issued its Annual Cybersecurity and Credit Union System Resilience Report today. It is long but worth listening to in this "real time" release of an audiobook version of the Report.Kirjoittanut Credit Union Exam Solutions Inc.

1
Office of the Comptroller of the Currency Risk Perspective for Spring 2024 5:39

29d ago5:39

5:39

Here is a link to the entire document: https://www.occ.treas.gov/publications-and-resources/publications/semiannual-risk-perspective/index-semiannual-risk-perspective.htmlKirjoittanut Credit Union Exam Solutions Inc.

1
"The Biggest Bank Heist in History Is Coming" 56:24

1M ago56:24

56:24

Ep 47 with Linda Jeng Linda Jeng is a digital economy leader and strategist with over two decades of experience in FinTech, policy, and regulation. She is the founder & CEO of Digital Self Labs, a Washington D.C.-based Web3 advisory firm. Digital Self Labs is a cross-disciplinary advisory firm combining blockchain software expertise with policy and…

1
Uses, Opportunities, and Risks of Artificial Intelligence in the Financial Services Sector 1:00:31

1M ago1:00:31

1:00:31

Uses, Opportunities, and Risks of Artificial Intelligence in the Financial Services Sector https://home.treasury.gov/system/files/136/Treasury-AI-RFI-financial-sector-2024.pdf?utm_medium=email&utm_source=NCUAgovdelivery https://www.linkedin.com/in/mark-treichel/Kirjoittanut Credit Union Exam Solutions Inc.

1
FATCA and CRS Update, CIMA AML Surveys, CIMA Rule and SOG on Market Conduct, CIMA Policy on VASP Registration and Licensing, FRA Updated SARs Guidance 15:05

1M ago15:05

15:05

In this episode, we discuss the FATCA and CRS Update, CIMA AML Surveys, CIMA Rule and Statement of Guidance on Market Conduct for Trust and Corporate Service Providers and Company Managers, CIMA Policy on Virtual Asset Service Provider ("VASP") Registration and Licensing and the Financial Regulatory Authority ("FRA") Updated SARs Guidance. SPEAKERS…

1
Credit Union Assets, Lending, Insured Shares, Delinquencies Grow 5:27

1M ago5:27

5:27

Connect with Mark Treichel on Linkedin: https://www.linkedin.com/in/mark-treichel/ Where to find the entire NCUA report: https://ncua.gov/files/publications/analysis/quarterly-data-summary-2024-Q1.pdfKirjoittanut Credit Union Exam Solutions Inc.

1
NCUA Board Member Tanya Otsuka Statment on Collection of Overdrafts and Non-Sufficient Fund Data 3:03

2M ago3:03

3:03

Hello, this is Samantha Shares. This episode covers N C U A Board Member Tanya Oatska’s statement on the agency’s Collection of Overdraft and Non-Sufficient Fund Data The following is an audio version of that statement. This podcast is educational and is not legal advice. We are sponsored by Credit Union Exam Solutions Incorporated, whose team has …

1
Investigative Due Diligence and Why It Matters? 1:22:52

2M ago1:22:52

1:22:52

Ep 46 with Daniel Greenberg Daniel Greenberg is the founder, president, and lead investigator of Greenberg Corporate Intelligence, a Washington, DC-based boutique investigations firm that commenced operations in March 2023. The firm offers research and intelligence services for private-sector clients such as support attorneys, private equity firms,…

1
NCUA Vice Chairman Kyle Hauptman's Statement on the Agency's Collection of Overdraft and NSF Fee Data 9:05

2M ago9:05

9:05

Hello, this is Samantha Shares. This episode covers N C U A Vice Chairman and Board Member Kyle S. Hauptman statement on the agency’s Collection of Overdraft and Non-Sufficient Fund Data The following is an audio version of that statement. This podcast is educational and is not legal advice. We are sponsored by Credit Union Exam Solutions Incorpora…

1
Kyle Hauptman and Tanya Otsuka and the May NCUA Board Meeting: Overdrafts and CAMEL 3s 39:47

2M ago39:47

39:47

https://www.linkedin.com/in/mark-treichel/Kirjoittanut Credit Union Exam Solutions Inc.

1
At the Table: SEC’s Focus on Artificial Intelligence 12:11

2M ago12:11

12:11

In the latest episode of The Regulatory Roundtable, co-produced with Simpson Thacher’s The Funds Channel, we discuss the SEC’s focus on artificial intelligence, including in exams and the recent settlements with two investment advisers in connection with their statements regarding their use of artificial intelligence, and considerations for looking…

1
A Conversation with One of World's Most Formidable Trial Lawyers 47:48

2M ago47:48

47:48

Episode #45 with guest John B. Quinn, Quinn Emanuel Urquhart & Sullivan, LLP John B. Quinn is the founder and chairman of the nearly four-decade old Los Angeles law firm Quinn Emanuel Urquhart & Sullivan. The firm has been voted the world’s "most-feared law firm" ten times by independent research provider BTI Consulting, which surveyed over 300 key…

1
NCUA Chairman Harper's Written Testimony to the Senate Banking Committee. 38:12

2M ago38:12

38:12

This episode of Samantha Shares presents an audio version of NCUA Chairman Todd Harper's written testimony before the Senate Banking, Housing, and Urban Affairs Committee. The testimony covers the performance and challenges of the credit union system in 2023, including mixed outcomes due to market competition and rising interest rates, financial st…

1
Beneficial Ownership Regime Updates, SAR Regime, Common Reporting Standard and Amendments to the AMLRs 17:52

2M ago17:52

17:52

In this month’s Cayman Islands Regulatory 15/15 podcast, Chris Capewell, Tim Dawson and Anthony Mourginos discuss updates to the Beneficial Ownership Regime, SAR Regime, Common Reporting Standard and Amendment to the AMLRs. Speakers: Chris Capewell, Partner | +1 345 814 5666 | chris.capewell@maples.com | View bio Tim Dawson, Partner | +1 345 814 55…

1
NCUA’s Board Member Tanya Otsuka’s Remarks at Treasury’s Roundtable for Providing Financial Access to Justice-Impacted Individuals 4:36

2M ago4:36

4:36

Hello, this is Samantha Shares. This episode covers N C U A’s Board Member Tanya Oatska’s Remarks at Treasury’s Roundtable for Providing Financial Access to Justice-Impacted Individuals The following is an audio version of those remarks. This podcast is educational and is not legal advice. We are sponsored by Credit Union Exam Solutions Incorporate…

1
Americas Credit Union's Asks NCUA for Authority to Pay Childcare Costs for Board Members 10:38

3M ago10:38

10:38

Hello, this is Samantha Shares. This episode covers America’s Credit Union’s Letter to the National Credit Union Administration’s Board on Permitting Childcare Expenses as Reimbursable The following is an audio version of that letter and the press release. This podcast is educational and is not legal advice. We are sponsored by Credit Union Exam So…

1
The Dangers of Non-Technically Trained Lawyers Advising on Technological Matters 1:13:10

3M ago1:13:10

1:13:10

In this episode of Regulatory Ramblings, Ron Yu and Donald Day chat with host Ajay Shamdasani on the potentially pernicious consequences of non-technically trained lawyers - specifically, those without degrees or substantial experience in science, technology, engineering or math (STEM) - offering advice in situations where technology is either impl…

1
Banking Agencies Issue Proposal on Incentive-Based Compensation 3:54

3M ago3:54

3:54

https://ncua.gov/files/press-releases-news/incentive-based-compensation-arrangements.pdf Above is the link to the 200 page proposed rule on banker's incentive compensation.Kirjoittanut Credit Union Exam Solutions Inc.

1
America's Credit Unions Letter to NCUA Requesting Nondisclosure of Overdraft and NSF Fee Data 4:57

3M ago4:57

4:57

America's Credit Unions Appeal Against Disclosure of Fee Data This episode of Samantha Shares presents an audio version of a letter from Carrie Hunt, Chief Advocacy Officer for America's Credit Unions, to the National Credit Union Administration (NCUA) Board of Directors, dated April 19, 2024. The letter requests the NCUA not to publicly disclose o…

1
N C U A’s Advanced Notice of Proposed Rulemaking on Records Preservation Program 13:12

3M ago13:12

13:12

This episode of Samantha Shares focuses on the NCUA's Advanced Notice of Proposed Rulemaking regarding updates to its Records Preservation Program regulations and Catastrophic Act Preparedness Guidelines, aiming to solicit comments for improvement. It highlights the need for feedback on the outdated Part 749 regulations, detailing the current stand…

1
Why ESG Matters? 55:26

3M ago55:26

55:26

Episode 43 with guest Jon Solorzano, Vinson & Elkins Jon Solorzano is a Los Angeles-based attorney who serves as counsel and co-head of the environmental, social, and governance (ESG) task force at the law firm of Vinson & Elkins. Prior to this role, he served as senior director for legal and corporate development at the Clorox Company. Beyond ESG,…

1
NCUA's April 2024 Board Meeting Podcast Style 30:52

3M ago30:52

30:52

NCUA April 2024 Board Meeting In this episode of Samantha Shares, the focus is on the April 2024 Board Meeting of the National Credit Union Administration (NCUA). Notably, this meeting addressed a sole agenda item: the Advanced Notice of Proposed Rulemaking for Part 749, concerning the Records Preservation Program and its appendices. The discussion…

1
Federally Insured Credit Union Use of Distributed Ledger Technologies 10:47

3M ago10:47

10:47

Understanding NCUA's Guidance on Credit Unions and Distributed Ledger Technologies This episode, hosted by Samantha Shares, delves into the NCUA's letter to credit unions (22-07) regarding the use of Distributed Ledger Technologies (DLT). Aimed at federally insured credit unions, the letter highlights how the NCUA supports the adoption of financial…

1
Russia Sanctions - New Specific Licensing Ground (Divestment), DITC Bulletin and Ongoing Enforcement, New CSV Technical Guidance on Beneficial Ownership Filings, FATF Recommendations 15 and 24 18:03

3M ago18:03

18:03

In this month’s Cayman Islands Regulatory 15/15 podcast, Patrick Head, Adam Huckle and Lisa Page discuss Russia Sanctions – new specific licensing ground (divestment), the DITC Bulletin and ongoing enforcement, new CSV guidance on beneficial ownership filings and FATF Recommendations 15 and 24. Speakers: Patrick Head | Partner | +1 345 814 5377 | p…

1
The Intersection of Digital Assets and Data Protection 1:22:15

4M ago1:22:15

1:22:15

Episode 42 - Jonathan Crompton, Reynolds, Porter & Chamberlain Jonathan Crompton is a Hong Kong-based partner at the law firm of Reynolds, Porter & Chamberlain (RPC) where he helps companies and individuals navigate complex cross-border disputes and investigations involving their Asian operations, specialising in commercial matters (in particular f…

1
NCUA Chairman Todd Harper's Statement in the 2023 Annual Report to Congress 18:07

4M ago18:07

18:07

NCUA Chairman Harper's 2023 Annual Report Highlights This episode of Samantha Shares delivers an audio version of NCUA Chairman Todd Harper's statement from the 2023 agency annual report. It discusses the National Credit Union Administration's (NCUA) achievements, including receiving clean audit opinions for its funds, and its commitment to protect…

1
The Challenges of Taking Startups Public in India 1:04:31

4M ago1:04:31

1:04:31

Madhurima Mukherjee Saha Partner, J Sagar Associates Madhurima Mukherjee is the New Delhi-based head of the J Sagar Associates law firm’s capital markets division. She has over two decades of experience in securities offerings in both the domestic and international markets – including initial public offerings (IPOs), further offers, rights offers, …

1
Capitalization of Unpaid Interest: A Letter to Credit Unions 7:44

4M ago7:44

7:44

Connect with us on LinkedIn. https://www.linkedin.com/in/mark-treichel/ Understanding NCUA's Capitalization of Unpaid Interest Regulation This episode of Samantha Shares delves into the NCUA's letter to credit unions (23CU07), detailing the Capitalization of Unpaid Interest. It explains the unanimous vote by the NCUA Board on June 24, 2021, to allo…

1
Insider Dealing and Conflict of Interest - Active NCUA Letter from 1986 6:14

4M ago6:14

6:14

Insider Dealing and Conflicts of Interest in Credit Unions This episode of Samantha Shares covers the National Credit Union Administration's (NCUA) advisory on insider dealing and conflicts of interest within credit unions, outlined in their letter number Eighty six dash C U dash eighty four. It starts with an introduction to the podcast's sponsor,…

1
Updates on CIMA, Tax Information Authority and Beneficial Ownership, also information on AML Guidance Notes and Consultations 16:25

4M ago16:25

16:25

In this episode, we discuss the Cayman Islands Monetary Authority update, Tax Information Authority update, AML Guidance Notes, consultations and the Beneficial Ownership update. Speakers: Chris Capewell, Partner | +1 345 814 5666 | chris.capewell@maples.com | View bio Tim Dawson, Partner | +1 345 814 5525 | tim.dawson@maples.com | View bio Patrick…

1
Super Apps, FemTech and Financial Resilience 1:09:38

5M ago1:09:38

1:09:38

Ep 40 - Neha Mehta, Founder & CEO, FemTech Partners Neha Mehta is a member of the department of mathematics at Nanyang Technological University in Singapore. She also teaches in that institution’s Master of Science program in FinTech. Among her interests are financial inclusion using FinTech as a vehicle to achieve it, as well as climate sustainabi…

1
FDIC's Compliance Examinations - An Overview for Credit Unions 18:56

5M ago18:56

18:56

https://www.fdic.gov/resources/supervision-and-examinations/consumer-compliance-examination-manual/documents/2/ii-1-1.pdf https://www.linkedin.com/feed/update/urn:li:activity:7172605257267433472/ Understanding the FDIC's Compliance Examination Program This episode of Samantha Shares dives into the Federal Deposit Insurance Corporation's (FDIC) comp…

1
Decoding the Federal Reserve's Future Financial Policies with Jerome Powell 6:10

5M ago6:10

6:10

Decoding the Federal Reserve's Future Financial Policies with J. Powell This episode of Samantha Shares features an audio version of a statement made by J. Powell, Chair of the Board of Governors of the Federal Reserve System, addressing the U.S. House of Representatives' Committee on Financial Services on March 6, 2024. Powell reports on the Feder…

1
NCUA Board Member Tanya Otsuka Remarks at the 2024 Governmental Affairs Conference 8:19

5M ago8:19

8:19

Tanya Otsuka’s Speech at the 2024 Governmental Affairs Conference This episode of 'Samantha Shares' features an audio version of National Credit Union Administration Board Member Tanya Otsuka’s speech delivered at the 2024 Governmental Affairs Conference, sponsored by Credit Union Exam Solutions Incorporated. Otsuka discusses her background, experi…

1
Money and Payments – The Decade Ahead 55:00

5M ago55:00

55:00

Yesha Yadav is the Milton R. Underwood Chair at Vanderbilt Law School, the Robert Belton Director of Diversity, Equity and Community and , and Associate Dean in addition to being a Professor of Law and Faculty Co-Director of the school’s LLM program at Vanderbilt University Law School. Her research interests are in financial market and securities r…

1
UPDATES TO NCUA'S INTEREST RATE RISK SUPERVISORY FRAMEWORK FROM 2022 SL-22-01 23:35

5M ago23:35

23:35

Understanding NCUA's Updated Interest Rate Risk Supervisory Framework The podcast discusses the supervisory letter by NCUA, numbered 22-01, issued in September 2022, which updates the Interest Rate Risk Supervisory Framework. The letter is still active and serves as a reference for the agency staff during examinations and discussions. The podcast c…

1
NCUA's Share Insurance Fund & CAMELS Briefing: The Board Statements 17:13

5M ago17:13

17:13

NCUA Board Briefing: Current State & Performance of the National Credit Union Share Insurance Fund In February 2023, The National Credit Union Administration (NCUA) Board briefing discussed the performance of the National Credit Union Share Insurance Fund (NCUSIF) and credit union CAMELS ratings. The NCUSIF reported a net income of $71.7 million, $…

1
NCUA Board Statements on Minority Depository Institutions 15:05

5M ago15:05

15:05

NCUA's Board Statements on Minority Depository Institutions & Final Policy Statement This transcript explores statements made by the NCUA's Board on Minority Depository Institutions (MDIs), outlining recent changes within the institution. It discusses the final interpretive ruling and policy statement transfer of the MDI preservation program admini…

1
FFIEC's Statement on Exams & Valuation Discrimination and Bias in Residential Lending 16:55

5M ago16:55

16:55

Understanding the FFIEC Statement on Examination Principles Related to Valuation Discrimination and Bias in Residential Lending https://www.linkedin.com/in/mark-treichel/ https://www.marktreichel.com/ In this episode, Samantha Shares gives an educational overview of The Federal Financial Institutions Examination Council's (FFIEC) Statement on Exami…

1
EU AML Delisting, Proceeds of Crime Act Amendment, AML Amendment Regulations, Economic Substance Update 11:08

5M ago11:08

11:08

In this month's Cayman Islands Regulatory 15/15 podcast, Tim Dawson and Adam Huckle discuss EU AML Delisting, Proceeds of Crime (Amendment) Act commencement, AML Amendment Regulations and an Economic Substance update. Speakers: Tim Dawson, Partner | +1 345 814 5525 | tim.dawson@maples.com | View bio Adam Huckle | Partner | +1 345 814 5318 | adam.hu…

1
Digital Payments, Innovations, and Financial Inclusion 1:06:52

5M ago1:06:52

1:06:52

Lisa Nestor is a Los Angeles-based fintech expert and pioneer in the field of electronic payments. She currently serves as the chief strategy officer at AirTM. Under her watch, AirTM has successfully facilitated over 26 million transactions, and expanded access to commerce to international businesses both large and small, creating a user-friendly t…

1
NCUA's Proposed Rule on Succession Planning 21:19

5M ago21:19

21:19

Anticipating the NCUA's Rule on Succession Planning This podcast by Samantha Shares explores the National Credit Union Administration's (NCUA) proposed rule on Succession Planning. Considering the probability of the rule's approval by 2024 due to the current Democratic leadership, the episode dives into the proposal's contents, implications, and ex…

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