Parhaat Regulatory Podcastit (2024)

1
Federally Insured Credit Union Use of Distributed Ledger Technologies 10:47

6h ago10:47

10:47

Understanding NCUA's Guidance on Credit Unions and Distributed Ledger Technologies This episode, hosted by Samantha Shares, delves into the NCUA's letter to credit unions (22-07) regarding the use of Distributed Ledger Technologies (DLT). Aimed at federally insured credit unions, the letter highlights how the NCUA supports the adoption of financial…

1
Russia Sanctions - New Specific Licensing Ground (Divestment), DITC Bulletin and Ongoing Enforcement, New CSV Technical Guidance on Beneficial Ownership Filings, FATF Recommendations 15 and 24 18:03

1d ago18:03

18:03

In this month’s Cayman Islands Regulatory 15/15 podcast, Patrick Head, Adam Huckle and Lisa Page discuss Russia Sanctions – new specific licensing ground (divestment), the DITC Bulletin and ongoing enforcement, new CSV guidance on beneficial ownership filings and FATF Recommendations 15 and 24. Speakers: Patrick Head | Partner | +1 345 814 5377 | p…

1
The Intersection of Digital Assets and Data Protection 1:22:15

7d ago1:22:15

1:22:15

Episode 42 - Jonathan Crompton, Reynolds, Porter & Chamberlain Jonathan Crompton is a Hong Kong-based partner at the law firm of Reynolds, Porter & Chamberlain (RPC) where he helps companies and individuals navigate complex cross-border disputes and investigations involving their Asian operations, specialising in commercial matters (in particular f…

1
NCUA Chairman Todd Harper's Statement in the 2023 Annual Report to Congress 18:07

14d ago18:07

18:07

NCUA Chairman Harper's 2023 Annual Report Highlights This episode of Samantha Shares delivers an audio version of NCUA Chairman Todd Harper's statement from the 2023 agency annual report. It discusses the National Credit Union Administration's (NCUA) achievements, including receiving clean audit opinions for its funds, and its commitment to protect…

1
The Challenges of Taking Startups Public in India 1:04:31

21d ago1:04:31

1:04:31

Madhurima Mukherjee Saha Partner, J Sagar Associates Madhurima Mukherjee is the New Delhi-based head of the J Sagar Associates law firm’s capital markets division. She has over two decades of experience in securities offerings in both the domestic and international markets – including initial public offerings (IPOs), further offers, rights offers, …

1
Capitalization of Unpaid Interest: A Letter to Credit Unions 7:44

21d ago7:44

7:44

Connect with us on LinkedIn. https://www.linkedin.com/in/mark-treichel/ Understanding NCUA's Capitalization of Unpaid Interest Regulation This episode of Samantha Shares delves into the NCUA's letter to credit unions (23CU07), detailing the Capitalization of Unpaid Interest. It explains the unanimous vote by the NCUA Board on June 24, 2021, to allo…

1
Insider Dealing and Conflict of Interest - Active NCUA Letter from 1986 6:14

28d ago6:14

6:14

Insider Dealing and Conflicts of Interest in Credit Unions This episode of Samantha Shares covers the National Credit Union Administration's (NCUA) advisory on insider dealing and conflicts of interest within credit unions, outlined in their letter number Eighty six dash C U dash eighty four. It starts with an introduction to the podcast's sponsor,…

1
Updates on CIMA, Tax Information Authority and Beneficial Ownership, also information on AML Guidance Notes and Consultations 16:25

1M ago16:25

16:25

In this episode, we discuss the Cayman Islands Monetary Authority update, Tax Information Authority update, AML Guidance Notes, consultations and the Beneficial Ownership update. Speakers: Chris Capewell, Partner | +1 345 814 5666 | chris.capewell@maples.com | View bio Tim Dawson, Partner | +1 345 814 5525 | tim.dawson@maples.com | View bio Patrick…

1
Super Apps, FemTech and Financial Resilience 1:09:38

1M ago1:09:38

1:09:38

Ep 40 - Neha Mehta, Founder & CEO, FemTech Partners Neha Mehta is a member of the department of mathematics at Nanyang Technological University in Singapore. She also teaches in that institution’s Master of Science program in FinTech. Among her interests are financial inclusion using FinTech as a vehicle to achieve it, as well as climate sustainabi…

1
FDIC's Compliance Examinations - An Overview for Credit Unions 18:56

1M ago18:56

18:56

https://www.fdic.gov/resources/supervision-and-examinations/consumer-compliance-examination-manual/documents/2/ii-1-1.pdf https://www.linkedin.com/feed/update/urn:li:activity:7172605257267433472/ Understanding the FDIC's Compliance Examination Program This episode of Samantha Shares dives into the Federal Deposit Insurance Corporation's (FDIC) comp…

1
Decoding the Federal Reserve's Future Financial Policies with Jerome Powell 6:10

1M ago6:10

6:10

Decoding the Federal Reserve's Future Financial Policies with J. Powell This episode of Samantha Shares features an audio version of a statement made by J. Powell, Chair of the Board of Governors of the Federal Reserve System, addressing the U.S. House of Representatives' Committee on Financial Services on March 6, 2024. Powell reports on the Feder…

1
NCUA Board Member Tanya Otsuka Remarks at the 2024 Governmental Affairs Conference 8:19

1M ago8:19

8:19

Tanya Otsuka’s Speech at the 2024 Governmental Affairs Conference This episode of 'Samantha Shares' features an audio version of National Credit Union Administration Board Member Tanya Otsuka’s speech delivered at the 2024 Governmental Affairs Conference, sponsored by Credit Union Exam Solutions Incorporated. Otsuka discusses her background, experi…

1
Money and Payments – The Decade Ahead 55:00

2M ago55:00

55:00

Yesha Yadav is the Milton R. Underwood Chair at Vanderbilt Law School, the Robert Belton Director of Diversity, Equity and Community and , and Associate Dean in addition to being a Professor of Law and Faculty Co-Director of the school’s LLM program at Vanderbilt University Law School. Her research interests are in financial market and securities r…

1
UPDATES TO NCUA'S INTEREST RATE RISK SUPERVISORY FRAMEWORK FROM 2022 SL-22-01 23:35

2M ago23:35

23:35

Understanding NCUA's Updated Interest Rate Risk Supervisory Framework The podcast discusses the supervisory letter by NCUA, numbered 22-01, issued in September 2022, which updates the Interest Rate Risk Supervisory Framework. The letter is still active and serves as a reference for the agency staff during examinations and discussions. The podcast c…

1
NCUA's Share Insurance Fund & CAMELS Briefing: The Board Statements 17:13

2M ago17:13

17:13

NCUA Board Briefing: Current State & Performance of the National Credit Union Share Insurance Fund In February 2023, The National Credit Union Administration (NCUA) Board briefing discussed the performance of the National Credit Union Share Insurance Fund (NCUSIF) and credit union CAMELS ratings. The NCUSIF reported a net income of $71.7 million, $…

1
NCUA Board Statements on Minority Depository Institutions 15:05

2M ago15:05

15:05

NCUA's Board Statements on Minority Depository Institutions & Final Policy Statement This transcript explores statements made by the NCUA's Board on Minority Depository Institutions (MDIs), outlining recent changes within the institution. It discusses the final interpretive ruling and policy statement transfer of the MDI preservation program admini…

1
FFIEC's Statement on Exams & Valuation Discrimination and Bias in Residential Lending 16:55

2M ago16:55

16:55

Understanding the FFIEC Statement on Examination Principles Related to Valuation Discrimination and Bias in Residential Lending https://www.linkedin.com/in/mark-treichel/ https://www.marktreichel.com/ In this episode, Samantha Shares gives an educational overview of The Federal Financial Institutions Examination Council's (FFIEC) Statement on Exami…

1
EU AML Delisting, Proceeds of Crime Act Amendment, AML Amendment Regulations, Economic Substance Update 11:08

2M ago11:08

11:08

In this month's Cayman Islands Regulatory 15/15 podcast, Tim Dawson and Adam Huckle discuss EU AML Delisting, Proceeds of Crime (Amendment) Act commencement, AML Amendment Regulations and an Economic Substance update. Speakers: Tim Dawson, Partner | +1 345 814 5525 | tim.dawson@maples.com | View bio Adam Huckle | Partner | +1 345 814 5318 | adam.hu…

1
Digital Payments, Innovations, and Financial Inclusion 1:06:52

2M ago1:06:52

1:06:52

Lisa Nestor is a Los Angeles-based fintech expert and pioneer in the field of electronic payments. She currently serves as the chief strategy officer at AirTM. Under her watch, AirTM has successfully facilitated over 26 million transactions, and expanded access to commerce to international businesses both large and small, creating a user-friendly t…

1
NCUA's Proposed Rule on Succession Planning 21:19

2M ago21:19

21:19

Anticipating the NCUA's Rule on Succession Planning This podcast by Samantha Shares explores the National Credit Union Administration's (NCUA) proposed rule on Succession Planning. Considering the probability of the rule's approval by 2024 due to the current Democratic leadership, the episode dives into the proposal's contents, implications, and ex…

1
Chairman Todd Harper: We Will Collect More Share Overdraft Data & Separate Consumer Compliance Ratings to Be Considered? The Brookings Speech 27:26

2M ago27:26

27:26

NCUA Chairman's Remark at Brookings Institute: Regulatory Changes & Credit Union Developments This podcast features Samantha Shares discussing NCUA Chairman Todd Harper's remarks at the Brookings Institute. The main topics involve the National Credit Union Administration’s plans to gather more data on overdrafts and possibly shift towards a CAMEL-l…

1
The OCC’s Semi-annual Risk Perspective - Trends in Key Risks 30:30

2M ago30:30

30:30

OCC's Semi-annual Risk Perspective: Understanding Key Risks in the Financial Sector This episode provides an audio version of the OCC's Semi-annual risk perspective, focusing on the report's section named 'Trends in Key Risks.' The report highlights various risk factors that are currently impacting the financial sector, including credit risk, marke…

1
NCUA's Supervisory Letter on Enterprise Risk Management: ERM 14:11

2M ago14:11

14:11

Understanding Enterprise Risk Management (E R M) and NCUA's Supervisory Expectations In this podcast episode, Samantha Shares discusses NCUA's supervisory letter to credit unions on Enterprise Risk Management (E R M). The episode interprets this 2013 guidance that remains active and often referred to in examinations and examiner discussions with cr…

1
Respect Personal Data – A Look Into India’s New Personal Data Privacy Law 1:10:57

3M ago1:10:57

1:10:57

In our latest Regulatory Ramblings episode, Anandaday Misshra meticulously unpacked India's groundbreaking Digital Personal Data Protection Act 2023 (DPDPA). The legislation, signifying a significant stride for India in the digital era, emphasizes individual empowerment over personal data while imposing stringent guidelines for responsible data han…

1
NCUA's Letter on Examiner's Evaluation of Earnings 14:43

3M ago14:43

14:43

Understanding NCUA's Letter On the Evaluation of Earnings for Credit Unions Samantha Shares explains the details and implications of NCUA's letter to credit unions on the Evaluation of Earnings in this episode. Despite the age of this letter, it is still utilized as a resource in NCUA examinations. Samantha delves into the critical role of earnings…

1
NCUA's 2024 Examination Priorities Letter to Credit Unions 16:03

3M ago16:03

16:03

NCUA Examination Priorities for 2024 and Guidance for Credit Unions In this podcast, Samantha Shares discusses the National Credit Union Administration's (NCUA) examination priorities for 2024 as part of a letter to credit unions. The letter outlines multiple areas of focus, including credit risk, liquidity risk, consumer financial protection, info…

1
Hot Off the Press: NCUA Issues Liquidity Risk Management Advisory 1/17/24 5:07

3M ago5:07

5:07

Liquidity Risk Management Advisory: An Overview In this episode, Samantha Shares discusses the National Credit Union Administration's (NCUA) Advisory on Liquidity Risk Management published on January 17, 2024. Emphasizing on key areas of focus for credit unions to manage liquidity effectively, the episode explores various strategies including manag…

1
Reflections on a Career in Securities Regulation 1:27:11

3M ago1:27:11

1:27:11

Marc I. Steinberg is the Rupert and Lillian Radford Chair in Law and Professor of Law at Southern Methodist University’s (SMU) Dedman School of Law in Dallas, Texas. He has served as a professor, fellow or has lectured at several other prominent universities – including the University of Cambridge, Oxford University, King’s College-University of Lo…

1
Evaluating Third Party Relationships NCUA Letter 07-CU-13 27:58

3M ago27:58

27:58

Evaluating Third-party Relationships for Credit Unions: A Podcast with Samantha Shares In this episode, Samantha Shares discusses the NCUA's letter to credit unions on evaluating and managing third-party relationships. These relationships have been increasing in recent years, offering potential benefits but also amplifying risks. The key areas of r…

1
EU AML Delisting, Changes to Beneficial Ownership Transparency Act, 2023 and CIMA's Supervisory Information Circular on AML/CFT Remediation 9:35

3M ago9:35

9:35

In this month's Cayman Islands Regulatory 15/15 podcast, Tim Dawson and Adam Huckle discuss the EU AML Delisting, the BOT Act, 2023 and CIMA's Supervisory Information Circular – AML / CFT Remediation. Speakers: Tim Dawson, Partner | +1 345 814 5525 | tim.dawson@maples.com | View bio Adam Huckle | Partner | +1 345 814 5318 | adam.huckle@maples.com |…

1
Resumption of Federal Student Loan Payments: Letter to Credit Unions October 2023 23-CU-08 10:45

3M ago10:45

10:45

Resumption of Federal Student Loan Payments: NCUA Guidelines and Impact on Borrowers This podcast episode, hosted by Samantha Shares, discusses the implications of the resumption of federal student loan payments. The show is sponsored by Credit Union Exam Solutions Incorporated. The episode covers key points from the NCUA's letter to credit unions …

1
NCUA: Concentration Risk Supervisory Letter to Credit Unions 25:17

3M ago25:17

25:17

Understanding NCUA's Letter on Concentration Risk in Credit Unions In this episode of Samantha Shares, we review the National Credit Union Administration (NCUA)'s Letter to Credit Unions on Concentration Risk. The letter carries a detailed overview of what concentration risk implies and its significance in the management of credit unions. It offers…

1
Managing Commercial Real Estate Concentrations In a Challenging Environment 16:13

3M ago16:13

16:13

Advisory on Managing Commercial Real Estate Concentrations in Economic Challenges Samantha Shares discusses an FDIC advisory on managing commercial real estate concentrations in the current challenging economic environment. The advisory, applied to all FDIC-supervised financial institutions, highlights the importance of strong capital, appropriate …

1
Decoding Compliance Excellence: Working in AML & Financial Crime Compliance 1:27:37

3M ago1:27:37

1:27:37

Martin James Wallis has a deep understanding and vocation for thwarting financial crime. Currently, he serves as COO at financial crime consultancy FINTRAIL in Singapore. In that capacity, he supports FINTRAIL's efforts to provide practical and inclusive solutions in the global fight against financial crime. Before joining FINTRAIL, Martin enjoyed …

1
The Importance of Contingency Funding Plans: Letter to Credit Unions Number 23 CU 06 7:45

4M ago7:45

7:45

Contingency Funding Plans: An Open Letter from the National Credit Union Administration In this episode, Samantha Shares discusses the National Credit Union Administration's letter concerning the importance of Contingency Funding Plans for credit unions. The letter, sent amidst financial strain in 2023, reminds credit unions to maintain viable cont…

1
What Is the Credit Union Regulatory Guidance Podcast About? 0:50

4M ago0:50

0:50

Welcome to our new Podcast called Credit Union Regulatory Guidance. Hosted by Samantha Shares. This podcast provides you the ability to listen to new regulatory guidance issued by the National Credit Union Administration, and occasionally the F D I C, the O C C, the F F I E C, or the C F P B. We will focus on new and material agency guidance, and h…

1
Generation Z has little say in the financial infrastructure that will govern future generations 1:15:00

4M ago1:15:00

1:15:00

At the heart of Dr. Bryane Michael’s conversation with Regulatory Ramblings host Ajay Shamdasani is whether FinTech can help solve the social, financial, and economic problems previous generations like the Baby Boomers contributed to. They discuss whether Gen-Z's potentially decentralized world of finance will look radically different from ours. Ge…

1
Biometrics in Financial Services with Bala Kumar 36:01

4M ago36:01

36:01

Strengthening financial services with multi-modal biometrics Ep 33 with Bala Kumar, Chief Product Officer at Jumio Against a backdrop of rising AI-fuelled phishing attacks in the Asia-Pacific, in this episode of Regulatory Ramblings, Bala Kumar chats with host Ajay Shamdasani how such developments will affect the landscape of online identity fraud,…

1
Insights on Financial Crime with Michael Heller 1:02:09

5M ago1:02:09

1:02:09

Michael Heller, VP, Head of Financial Crime Proposition at Dow Jones Risk & Research Based in Los Angeles and having been with Dow Jones for a decade, Michael Heller is currently responsible for corporate strategy and go-to-market, globally, for the Financial Crime Compliance (FCC) business. He draws from a background as an entrepreneur, attorney, …

1
FATF Grey List Removal and Overview and Comparison of Corporate Transparency Act with Cayman Islands' Beneficial Ownership Regime 24:48

5M ago24:48

24:48

Check out the Maples Group Regulatory 15/15 Podcast! We provide in-depth updates on the latest Cayman Islands regulatory law developments. In this episode we discuss the Cayman Islands' removal from the FATF grey list and provide an overview and comparison of the US Corporate Transparency Act against the Cayman Islands' beneficial ownership regime.…

1
FinTech: Finance, Technology and Regulation 1:04:29

5M ago1:04:29

1:04:29

Episode 31 - Professor Dirk A. Zetzsche, University of Luxembourg (Topic/Chapter Guide is availabe) Professor Dr. Dirk A. Zetzsche, holder of the ADA Chair in Financial Law (inclusive finance) at the University of Luxembourg, is also a co-author of the recently released book, FinTech: Finance, Technology and Regulation (LINK), published by Cambridg…

1
Celebrating Diversity in Tech: HK FinTech Week Preview 56:23

6M ago56:23

56:23

As HK FinTech Week 2023 approaches (October 30-November 5), Karena Belin and Karen Contet join Regulatory Ramblings' host, Ajay Shamdasani, to preview the event. They explore the synergy between diverse backgrounds in the tech space, emphasizing the value of different perspectives and continuous learning. Karena and Karen also share insights on Ang…

1
CIMA's new rules and statements of guidance that come info effect 14 October 30:50

6M ago30:50

30:50

In this month's Cayman Islands Regulatory 15/15 podcast, Chris Capewell, Patrick Head, Jo Ottaway and Ellen O'Brien discuss CIMA's new rule and statement of guidance on internal controls for regulated entities, CIMA's rule on corporate governance for regulated entities and statement of guidance on corporate governance for mutual and private funds. …

1
Don't Fear Technology, Embrace It 1:03:41

7M ago1:03:41

1:03:41

Walter Jennings, Founder of Asia Insight Circle Walter is a branding and communications veteran – and someone who has increasingly become a voice of influence in Hong Kong’s FinTech and Web3 scene over the past decade. He currently owns and manages Asia Insight Circle, a private members group of C-suite executives. The group meets monthly for frank…

1
At the Table: Exploring the SEC’s Recently-Adopted Private Fund Adviser Rules 28:56

7M ago28:56

28:56

This episode focuses on the SEC’s new and amended rules targeting private fund advisers, which were adopted on August 23. In addition to reviewing the rules’ requirements—including some significant modifications from the rules that were proposed in February 2022—we discuss our expectations for fund advisers under the new rules and the ongoing litig…

1
The Rise and Pitfalls of Digital Finance (in Singapore) 53:32

7M ago53:32

53:32

Ep 28 with Sinyee Koh, Director of Compliance & Regulatory Consulting at Integrity Consulting in Singapore A Singaporean to her core, Sinyee also called Hong Kong home for a time. As an admitted solicitor and advocate in the Lion City, she is also a licensed solicitor in Hong Kong and a solicitor-advocate in England and Wales. She is also admitted …

1
BOT Bill, Revised AML Guidance Notes, CIMA Governance and Internal Controls and the UK Sanctions Update 22:51

7M ago22:51

22:51

Check out the Maples Group Regulatory 15/15 Podcast! We provide in-depth updates on the latest Cayman Islands regulatory law developments. In this episode, we discuss the BOT Bill, revised AML guidance notes, CIMA governance and internal controls and the UK sanctions update. Speakers: Tim Dawson | Partner | +1 345 814 5525 | Tim.Dawson@maples.com |…

1
Crypto, Web3, and the Evolution of Finance, Technology and Compliance 45:40

7M ago45:40

45:40

Vivien Khoo is the Chairman and co-founder of the Asia Crypto Alliance, an industry association that promotes the growth and development, as well as safeguarding the reputation, of virtual assets providers in Asia. She is also a Senior Advisor of StashAway, a digital wealth management platform with more than USD 1bn of assets under management and t…

1
Anti-Money Laundering and Financial Crime Compliance in India 1:14:10

8M ago1:14:10

1:14:10

Episode 26 With Abhishek Bali, CEO and Co-Founder of ZIGRAM As the CEO and Co-founder of ZIGRAM, Abhishek Bali has over 15 years of expertise in Anti Money Laundering (AML), Financial Crime Compliance (FCC), data assets and third-party risk. Abhishek has worked on engagements and initiatives across the world, collaborating with organizations like K…

1
FATF, OECD and BOR Updates, DITC: CRS and ES Developments, Approved Stock Exchanges, CIMA Governance and Controls 16:21

8M ago16:21

16:21

Check out the Maples Group Regulatory 15/15 Podcast! We provide in-depth updates on the latest Cayman Islands regulatory law developments. In this month's Cayman Islands Regulatory 15/15 podcast, Chris Capewell, Patrick Head and Jennifer Parsons discuss FATF, OECD and BOR updates DITC developments on CRS and ES, approved stock exchanges and CIMA go…

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